Chief Compliance Officer, Ramp Advisory LLC

Ramp Advisory LLC, an SEC-registered investment adviser embedded within Ramp's broader financial infrastructure platform, requires an experienced Chief Compliance Officer to build and own its compliance programme. The CCO will hold independent authority over programme design and execution, serve as the primary regulator contact, and maintain the firm's policies, Form ADV, Code of Ethics, and annual review process.

This is a standalone compliance leadership role operating in a fast-moving fintech environment. The successful candidate will partner with Product, Engineering, and Customer Experience to develop scalable controls, oversee vendor and custodian relationships, and manage AML, communications monitoring, books and records, and employee trading requirements. Fluency with AI and automation tools is expected.

• Serve as the designated CCO for Ramp Advisory LLC, with full authority over compliance programme design, execution, and effectiveness
• Act as the firm's primary point of contact with the SEC, representing the programme and key decisions to regulators
• Maintain policies and procedures, Code of Ethics, and Form ADV filings, including the annual compliance review
• Advise on and approve marketing materials, customer disclosures, onboarding agreements, and product changes
• Own books and records, communications monitoring, complaints handling, employee training, and personal trading requirements
• Build and maintain the firm's anti-money laundering programme and oversee key financial partners and vendors from a compliance standpoint

• 8 or more years in investment adviser compliance, including experience as a CCO or deputy CCO of an SEC-registered adviser
• Deep working knowledge of the Advisers Act and SEC examination processes
• Demonstrated experience operating in a fintech environment
• Proven ability to oversee custodian, broker-dealer, or sub-adviser relationships
• AI fluency and hands-on experience using automation to build and scale compliance programmes
• Strong independent judgement with the ability to defend compliance decisions to senior stakeholders

Ramp builds financial automation infrastructure for businesses, processing over $200 billion in annualised spend across more than 70,000 companies. Its platform handles payment authorisation, risk flagging, spend categorisation, and book closing. Ramp Advisory LLC is its SEC-registered investment adviser entity.